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Investigator, MRTS-Reporting & Disclosure The Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA or Regulatory Service Agreement (RSA) jurisdiction, related to securities market regulation. The Principal Investigator mentors and coaches more junior staff in the completion of their investigations.Essential Job Functions:Conducts comprehensive. After registering you may be able to apply for this job directly (if still active) on (Financial Industry Regulatory Authority)'s site. Future job matches may be sent from Geebo approved job partners.
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